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Ethical Management>Compliance Program > Compliance Program Overview

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Compliance Program Overview

compliance program

Samsung Securities is a leader in establishing transactional transparency through the implementation of the Compliance Program.



Employees are required to understand and obey securities laws, establishing a fair environment through open competition. The program aims at preventing violations of securities laws, which can hurt the image and prosperity of the Company.


The Compliance Program was established to ensure that employees of Samsung Securities lean about and comply with securities laws and regulations. The program suggests clear guidelines for transactions, enabling employees to act with confidence in day-to-day business activities.